Welcome to the CIRO CCLS Education Sub-Committee Event

We are pleased to welcome you to this official gathering of the Conduct, Compliance, and Legal Advisory Section (CCLS) Education Sub-Committee, a key forum within the Canadian Investment Regulatory Organization (CIRO) dedicated to advancing regulatory excellence and professional collaboration.

This event brings together senior legal, compliance, and business conduct professionals from CIRO Dealer and Marketplace Members to engage in meaningful dialogue on rule development, enforcement practices, and registration-related matters. It serves as a platform for exchanging insights, addressing emerging challenges, and contributing to the evolution of regulatory policy.

Through structured discussions, expert panels, and collaborative sessions, participants will have the opportunity to share perspectives, strengthen professional networks, and support CIRO’s mission of fostering integrity and investor protection in Canada’s investment industry.

We thank you for your commitment and participation, and we look forward to a productive and insightful event.

November 25, 2025
Metro Toronto Convention Centre, Toronto, ON, Canada